Matt T. Morley

Matt T. Morley

K&L Gates LLP

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SEC Pays $14 Million to Dodd-Frank Whistleblower After Tip Leads to Rapid Enforcement Action

The Securities and Exchange Commission recently paid $14 million to an unidentified informant under the Dodd-Frank whistleblower program. Although the particular enforcement action was not identified, the SEC said the...more

10/8/2013 - Dodd-Frank Enforcement Actions SEC Whistleblower Awards Whistleblowers

Federal Court Upholds Conflict Minerals Rules, As Time Grows Short To Complete Supply Chain Due Diligence

A federal district court in Washington, D.C. has rejected an industry challenge to the Securities and Exchange Commission’s conflict minerals rules (the “Rules”) issued pursuant to Section 1502 of the Dodd-Frank Act....more

7/30/2013 - Conflict Mineral Rules Dodd-Frank Due Diligence SEC Supply Chain

“Can You Sleep Well at Night?”: Multinational Executives Detained in China Due to Bribery Concerns

Any company doing business in China has to wonder whether they might find themselves in the unwelcome spotlight recently turned on certain participants in China’s pharmaceutical market....more

7/22/2013 - Bribery C-Suite Executives China Corruption Detainees Enforcement Actions GlaxoSmithKline Multinationals Pharmaceutical White Collar Crimes

Anti-Corruption: Effective Compliance Begins with the Assessment of Risks

Virtually every authoritative source of guidance on effective anti-corruption compliance emphasizes the importance of conducting a company-wide “risk assessment.” For example, U.S. authorities have stressed with regard to the...more

4/11/2013 - Anti-Corruption Compliance FCPA Risk Assessment UK Bribery Act

What Do Federal Authorities Expect of Companies Subject to the FCPA?

In mid-November 2012, federal authorities released their much-anticipated ”FCPA: A Resource Guide to the U.S. Foreign Corrupt Practices Act,” prepared jointly by the Justice Department’s Criminal Division and the Enforcement...more

11/27/2012 - Compliance DOJ FCPA FCPA Resource Guide SEC

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