Matthew Bobys

Matthew Bobys

Skadden, Arps, Slate, Meagher & Flom LLP

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CFTC Issues Interpretation on Federal Transition and Inaugural Contributions

On December 23, 2016, the Commodity Futures Trading Commission’s Division of Swap Dealer and Intermediary Oversight (DSIO) issued a staff interpretation saying that, in its view, contributions by swap dealers and their...more

1/11/2017  /  CFTC , DSIO , Inaugrations , Mike Pence , Pay-To-Play , Political Contributions , Public Officials , State and Local Government , Transition Team , Trump Administration

"Developments: Applying Federal Pay-to-Play Rules to Trump/Pence Inaugural and Transition Committees"

For financial institutions subject to federal pay-to-play rules (SEC Rule 206(4)-5 for investment advisers, MSRB Rule G-37 for municipal bond underwriters and municipal advisors, and CFTC Rule 23.451 for swap dealers),...more

12/21/2016  /  CFTC , Governor Pence , Inauguration Committees , Mike Pence , MSRB , Pay-To-Play , Political Contributions , Rule G-37 , Securities and Exchange Commission (SEC) , Trump Administration
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