Matthew Luber

Matthew Luber

Drinker Biddle & Reath LLP

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ZocDoc Treats Doctor With Some Rule 68 Medicine

We have discussed several TCPA mootness decisions, mainly those coming out of the federal courts in Florida. Those cases hold that plaintiffs should not file “placeholder” class certification motions solely for the purpose of...more

10/22/2014 - Class Action Class Certification Motion to Dismiss Rule 68 TCPA

Securities and Governance Update

Each year, thousands of businesses and investment funds raise billions of dollars in capital through unregistered offerings under Rule 506—the most widely used exemption under Regulation D under the Securities Act of 1933, as...more

9/30/2014 - Bad Actors Corporate Governance Dodd-Frank Look-Back Measurement Period Private Offerings Regulation D Rule 506 Offerings SEC Small Business Small Offering Exemptions

SEC’s Broken Window Enforcement Program Gets a Boost from “Quantitative Analytics” and “Algorithms”

The SEC announced last week that it had charged, in settled administrative proceedings, 28 individuals and investment firms that failed to “promptly report information about their holdings and transactions in company stock”...more

9/18/2014 - Algorithmic Trading Algorithms Compliance Enforcement Enforcement Actions SEC

M.D. Fla. Rejects “Placeholder” Class Certification Motion

As we have previously noted, several courts in the Middle District of Florida have made it abundantly clear that plaintiffs should not file “placeholder” class certification motions solely for the purpose of thwarting an...more

8/1/2014 - Class Action Class Certification TCPA

SEC Enters Into First NPA With An Individual

In 2010, the SEC implemented a Cooperation Initiative designed to encourage individuals and companies to cooperate with SEC investigations. See SEC Announces Initiative to Encourage Individuals and Companies to Cooperate and...more

5/14/2014 - Cooperation Initiative Deferred Prosecution Agreements eBay Enforcement Actions Mergers Non-Prosecution Agreements SEC

Arbitration Agreements and Whistleblower Protections

The Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 directed the SEC to establish a “bounty program” for certain individuals who voluntarily provide the SEC with original information that leads to successful...more

3/31/2014 - Arbitration Arbitration Agreements Compliance Dodd-Frank SEC Whistleblower Protection Policies Whistleblowers

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