Matthew Luber

Matthew Luber

Drinker Biddle & Reath LLP

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SEC Enters Into First NPA With An Individual

In 2010, the SEC implemented a Cooperation Initiative designed to encourage individuals and companies to cooperate with SEC investigations. See SEC Announces Initiative to Encourage Individuals and Companies to Cooperate and...more

5/14/2014 - Cooperation Initiative Deferred Prosecution Agreements eBay Enforcement Actions Mergers Non-Prosecution Agreements SEC

Arbitration Agreements and Whistleblower Protections

The Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 directed the SEC to establish a “bounty program” for certain individuals who voluntarily provide the SEC with original information that leads to successful...more

3/31/2014 - Arbitration Arbitration Agreements Compliance Dodd-Frank SEC Whistleblower Protection Policies Whistleblowers

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