In This Issue: Major Publications and Decisions; New Listing Decisions; New Guidance Letters; Enforcement News; and Regulatory Watch. - Excerpt from Major Publications and Decisions: Chain principle offer...more
5/13/2013 - Capital Markets China Listing Standards
In This Issue SFC’s Consultation Conclusions on Regulation of Hong Kong IPO Sponsors; Statutory Obligation to Disclose Inside Information now Effective; SFC Review of the Exchange’s 2011 Performance; Consultation...more
2/8/2013 - Capital Markets Disclosure Requirements Enforcement Hong Kong Securities and Futures Commission Insider Trading IPO Sponsors Public Listing
Since 2009, approximately 10 issuances of convertible bonds (“CBs” or “bonds”) have been made by Hong Kong-listed companies. CBs are useful financing tools for companies, especially for small- to mid-sized fast-growing...more
1/30/2013 - Bonds Convertible Bonds Funding
China Securities Regulatory Commission (“CSRC”), the securities regulator of the People’s Republic China (the “PRC” or “China”), has scrapped quantitative threshold requirements for Chinese companies applying for offshore...more
1/7/2013 - China CSRC Foreign Investment Offshore Listings SEHK Threshhold Requirements
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