Standards for banking organizations regulated by the Federal Reserve for Retail Forex are generally comparable to rules adopted by other regulators.
Final rules require tape recording by futures commission merchants, introducing brokers, retail foreign exchange dealers, and commodity trading advisors; affected CFTC registrants must implement systems to comply by December...more
Order grants exemptive relief from Exchange Act requirements; parallel CFTC relief expected soon.
On December 14, the Securities and Exchange Commission (SEC) issued an order granting exemptive relief (Exemptive Order)...more
Claims for relief from CPO registration by qualifying family offices and fund of funds operators must be filed by December 31.
On November 29, the Commodity Futures Trading Commission's (CFTC's) Division of Swap Dealer...more
CFTC issues no-action letter establishing uniform compliance dates and temporary relief for reporting of swap transaction data for swap dealers.
On November 19, the Commodity Futures Trading Commission's (CFTC's)...more
Foreign exchange swaps and foreign exchange forwards are exempted from the definition of "swap" under the Commodity Exchange Act.
On November 16, the Secretary of the U.S. Department of the Treasury (Secretary) issued a...more