Michael Diver

Michael Diver

Katten Muchin Rosenman LLP

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Latest Publications


Municipal Advisors and "Bank Purchase" Bonds: What's All the Commotion About?

There has been a renewed focus in recent months on how to determine which regulatory regimes apply to the various parties involved in private placements of municipal debt. The very public controversy over the question of...more


The SEC's MCDC Initiative: Where To Go From Here

Issuers, underwriters and advisors in the municipal bond marketplace are facing unprecedented challenges from federal regulators in connection with both the issuance of bonds and ongoing post-issuance compliance. These...more

10/16/2014 - Audits Bonds Compliance Enforcement IRS MCDC Municipal Bonds SEC Underwriting

The Gathering Storm: Equity Compensation and 10b5-1 Plans Under Attack

In this presentation: - The Genesis – Merger Objection Cases - The New Wave of Injunction Cases - Say-on-Pay Injunction Cases - Share Issuance Injunction Cases - Post-Vote Derivative Cases -...more

1/24/2013 - 10b5-1 Plans Compliance Derivative Suit Equity Compensation Injunctions Say-on-Pay Shareholder Litigation

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