Michael Kelley

Michael Kelley

Akerman LLP

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SEC Signals Increased Attention to Cybersecurity Preparedness

As part of its increased attention to cybersecurity preparedness, the U.S. Securities and Exchange Commission's Office of Compliance Inspections and Examination (OCIE) recently announced it will perform cybersecurity...more

6/19/2014 - Audits Broker-Dealer Cybersecurity Investment Adviser OCIE SEC

SEC Notes Growing Concern About Private Equity Fee Disclosures

Recent comments by Andrew Bowden, Director of the Office of Compliance Inspections and Examinations for the Securities and Exchange Commission (SEC), highlight the growing tension between Dodd-Frank compliance and fund...more

5/8/2014 - Compliance Disclosure Requirements Dodd-Frank FATCA FCPA Fees Fund Managers Privacy Policy Private Equity SEC

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