Michael McKee

Michael McKee

DLA Piper

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Financial Services Regulation - Exchange International Newsletter - Issue 28 - January 2016

DLA Piper’s Financial Services International Regulatory team welcomes you to the twenty-eighth edition of ‘Exchange – International’ – an international newsletter designed to keep you informed of regulatory developments in...more

2/8/2016 - BRRD Data Outsourcing Enforcement Actions EU Financial Conduct Authority (FCA) Interest Rate Swaps Market Abuse MiFID Payment Processors Securities Financing Transactions (SFTs) Senior Managers Insurers Regime (SMIR) Singapore SMEs UCITS UK

FCA consults on UK implementation of the Market Abuse Regulation

On 5 November 2015, the Financial Conduct Authority (FCA) published a consultation paper CP15/35: Policy proposals and Handbook changes related to the implementation of the Market Abuse Regulation (2014/596/EU) (Consultation...more

12/1/2015 - Consultation EU Financial Conduct Authority (FCA) Market Abuse UK

FCA and PRA Set Out New Rules on Whistleblowing.

The FCA has published new rules designed to encourage a culture in which individuals raise concerns and challenge poor practice and behaviour. The new regime represent a significant expansion on the scope of the previous...more

10/12/2015 - Banking Sector Best Management Practices Chief Compliance Officers Financial Conduct Authority (FCA) Financial Institutions Investment Funds New Guidance Prudential Regulation Authority UK Whistleblower Protection Policies Whistleblowers

Financial Services Regulation: Exchange – International Newsletter - Issue 26 – May 2015

DLA Piper’s Financial Services International Regulatory team welcomes you to the twenty-sixth edition of ‘Exchange – International’ – an international newsletter designed to keep you informed of regulatory developments in the...more

6/2/2015 - AIFMD AML/CFT Australia Banks Basel III Capital Markets Crowdfunding Deutsche Bank ESMA EU EU Directive Financial Institutions Financial Regulatory Reform Foreign Banks Libor Middle East MiFID Netherlands Securities Shadow Banking Spain UK United States

AML Bulletin - Spring 2015

In This Issue: * UK News & Enforcement Action: - HMRC releases AML and CTF supervision report 2013 – 2014 - HM Treasury High Risk Money Laundering List Updated - FCA Thematic Review Into AML And Sanctions...more

5/30/2015 - AML/CFT Anti-Money Laundering Banks Commerzbank Criminal Prosecution Deutsche Bank Enforcement Actions FATF Financial Conduct Authority (FCA) Fines HM Treasury HMRC Money Laundering Prison Sanctions UK

Exchange – International Newsletter: Issue 24 – October 2014

WELCOME - DLA Piper’s Financial Services International Regulatory team welcomes you to the twenty-fourth edition of ‘Exchange – International’ – an international newsletter designed to keep you informed of regulatory...more

11/5/2014 - Banks Compliance Enforcement Enforcement Actions EU Financial Conduct Authority (FCA) Financial Regulatory Reform Foreign Banks Leverage Ratio Liquidity Coverage Ratio Payday Loans Prudential Regulation Authority SEC UK

Financial Services Regulation: Exchange – International Newsletter - Issue 22 – April 2014

WELCOME - DLA Piper’s Financial Services International Regulatory team welcomes you to the twenty-second edition of ‘Exchange – International’ – an international newsletter designed to keep you informed of regulatory...more

4/28/2014 - Banking Sector Crowdfunding ESMA EU Hong Kong UK

Money Laundering Bulletin - Spring 2014

In This Issue: - UK. - News. - UK Court Proceedings & Enforcements Action. - International. - News. - International Enforcement Action. Excerpt from Money laundering cases surge after...more

2/17/2014 - Anti-Money Laundering Enforcement Actions Fraud Money Laundering UK

Money Laundering Bulletin - Winter 2013

In This Issue: *UK: - News - UK Court Proceedings & Enforcements Action *International - News - International Enforcement Action - Excerpt from UK: News: BENEFICIAL OWNERSHIP TO BE ON A PUBLIC...more

12/5/2013 - Anti-Money Laundering Enforcement Actions EU Money Laundering UK

Exchange – International Newsletter - Issue 20 – October 2013

INTRODUCTION - WELCOME - DLA Piper’s Financial Services International Regulatory team welcomes you to the twentieth edition of ‘Exchange - International’ - an international newsletter designed to keep you...more

10/18/2013 - Banks China EU European Commission Foreign Banks Hong Kong Shadow Banking UK

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