Michael S. Gordon

Michael S. Gordon

Katten Muchin Rosenman LLP

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SEC Argues in Second Circuit Amicus Brief That Dodd-Frank Protects Inside Whistleblowers

On February 6, the Securities Exchange Commission filed an amicus brief advising the United States Court of Appeals for the Second Circuit that the whistleblower protections of the Dodd-Frank Wall Street Reform and Consumer...more

2/25/2015 - Anti-Retaliation Provisions Dodd-Frank Internal Reporting Retaliation Rule 21F SEC Whistleblower Protection Policies Whistleblowers

Corporate and Financial Weekly Digest - Volume X, Issue 7

In this issue: - CFTC’s Energy and Environmental Markets Advisory Committee To Hold Meeting - CFTC Announces Members of Market Risk Advisory Committee - NFA Notifies SDs and MSPs of Annual Questionnaire...more

2/23/2015 - CFOs CFTC Derivatives Dodd-Frank ESMA EU Financial Conduct Authority Financial Statements Foreign Exchanges MiFID II Sarbanes-Oxley SEC Stock Sale Agreements UK Whistleblowers

New York District Court Bars Discovery of SEC's Requests for Extension Under Dodd-Frank

The US District Court for the Eastern District of New York recently ruled that Securities and Exchange Commission enforcement actions cannot be dismissed on grounds that the SEC failed to comply with Section 929U of the...more

4/3/2013 - Discovery Dodd-Frank SEC

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