Michael S. Gordon

Michael S. Gordon

Katten Muchin Rosenman LLP

Contact  |  View Bio  |  RSS

Latest Posts › Investment Adviser

Share:

Fourth Circuit Declines to Extend Janus to Criminal Cases

A three-judge panel of the US Court of Appeals for the Fourth Circuit recently affirmed the dismissal of a lawyer’s habeas petition, finding that Janus Capital Group Inc. v. First Derivative Traders, a US Supreme Court case...more

5/21/2014 - Criminal Prosecution Dismissals False Statements Habeas Corpus Investment Adviser Janus Capital Group Securities Fraud

Former Hedge Fund Founder Ordered to Pay $5 Million for Securities Law Violations

The US District Court for the Southern District of New York recently ordered the investment adviser to two hedge funds, and its managing director, to pay nearly $5 million in disgorgement, prejudgment interest and civil...more

12/13/2012 - Disgorgement Hedge Funds Investment Adviser Penalties SEC Securities

2 Results
|
View per page
Page: of 1