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Michael S. Gordon

Michael S. Gordon

Katten Muchin Rosenman LLP


Latest Posts › SEC

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New York District Court Bars Discovery of SEC's Requests for Extension Under Dodd-Frank

The US District Court for the Eastern District of New York recently ruled that Securities and Exchange Commission enforcement actions cannot be dismissed on grounds that the SEC failed to comply with Section 929U of the...more

4/3/2013 - Discovery Dodd-Frank SEC

District of Colorado Dismisses, in Part, Securities Fraud Claims in Ponzi Scheme Suit

The US District Court for the District of Colorado considered several motions to dismiss a class-action suit filed by plaintiff Touchtone Group, LLC to recover damages resulting from a Ponzi scheme devised by Mantria...more

1/10/2013 - Dismissals Ponzi Scheme SEC Securities Fraud

Former Hedge Fund Founder Ordered to Pay $5 Million for Securities Law Violations

The US District Court for the Southern District of New York recently ordered the investment adviser to two hedge funds, and its managing director, to pay nearly $5 million in disgorgement, prejudgment interest and civil...more

12/13/2012 - Disgorgement Hedge Funds Investment Adviser Penalties SEC Securities

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