Michael Slipsky

Michael Slipsky

Poyner Spruill LLP

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SEC Adopts Rule Disqualifying Bad Actors from Participation in Rule 506 Offerings

In 2010, Congress passed the Dodd-Frank Wall Street Reform and Consumer Protection Act, which, among other things, required the Securities and Exchange Commission (SEC) to adopt rules that would prohibit the use of the Rule...more

9/20/2013 - Bad Actors Disqualification Dodd-Frank Rule 506 Offerings SEC

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