Michael Sorrell, Jr

Michael Sorrell, Jr

Morrison & Foerster LLP

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CFTC Again Charges Civil Perjury – This Time for Statements Made in an Off-the-Record Interview

On January 2, 2014, the US Commodity Futures Trading Commission (CFTC) ordered a Russian foreign national to pay a $250,000 civil penalty for making false and misleading statements to CFTC staff in an interview during an...more

1/14/2014 - CFTC Commodities Exchange Act Dodd-Frank False Statements Off-the-Record Perjury

CFTC and FERC Issue Long-Awaited Memoranda of Understanding on Jurisdiction and Information Sharing

On January 2, 2014, the Commodity Futures Trading Commission (“CFTC”) and the Federal Energy Regulatory Commission (“FERC,” collectively, the “agencies”) signed “Memoranda of Understanding” regarding certain matters of...more

1/10/2014 - CFTC Dodd-Frank FERC Information Sharing Jurisdiction Memorandum of Understanding

CFTC Proposes Speculative Position Limits – Again

On November 5, 2013, the Commodity Futures Trading Commission (“CFTC” or “Commission”) proposed new speculative position limits. The proposal (“New Proposal”) would establish spot-month and non-spot-month limits for 28 core...more

11/20/2013 - CFTC Compliance Dodd-Frank Futures Position Limits

SEC Chair Says Commission Is Prepared to Try More Cases on Heels of Change to Settlement Policy

Last Thursday, SEC Chair Mary Jo White told a crowd of white collar lawyers and judges in Washington, D.C., that the Commission is prepared to try more cases in the wake of its recent policy change requiring certain...more

11/18/2013 - Mary Jo White SEC Settlement

CFTC Staff Issues Commodity Option Frequently Asked Questions (“FAQs”)

On September 30, 2013, the CFTC’s Division of Market Oversight (“DMO”) issued a Commodity Option FAQ document. While the document largely contains information already set forth in prior CFTC releases, it does contain helpful...more

10/3/2013 - CEA CFTC Commodities Reporting Requirements Trade Options

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