Michael Wiener

Michael Wiener

Holland & Knight LLP

Contact  |  View Bio  |  RSS

Latest Publications

Share:

SEC Initiative Encourages Continuing Disclosure Violation Self-Reporting By Issuers And Underwriters

HIGHLIGHTS - - The Municipalities Continuing Disclosure Cooperation Initiative (MCDC Initiative) begun by the SEC's Enforcement Division encourages issuers, borrowers or underwriters to self-disclose potential...more

4/9/2014 - Disclosure Requirements Enforcement SEC Self-Reporting

In a First, SEC Charges Indiana School District and Municipal Bond Underwriter with Fraud

The Securities and Exchange Commission (SEC) on July 29, 2013 charged a school district in Indiana and its municipal bond underwriter with falsely stating to bond investors that the school district had been properly providing...more

8/14/2013 - Fraud Investors Municipal Bonds School Districts SEC Underwriting

Decision on Florida CDD Has Broad Implications for Tax-Exempt Bonds

The IRS issued a Technical Advice Memorandum (TAM) on May 9, 2013, that the Village Center Community Development District (the "District") is not a division of state or local government, and therefore is not a political...more

6/29/2013 - Bonds Community Development Entities IRS Tax-Exempt Bonds

SEC Charges City of South Miami with Defrauding Investors

On, May 22, 2013, the Securities and Exchange Commission (SEC) charged the City of South Miami, Florida, with "defrauding bond investors about the tax-exempt financing eligibility of a mixed-use retail and parking structure...more

6/4/2013 - Consultation Investors SEC

SEC Charges City of Harrisburg with Fraud

On Monday, May 6, 2013, the Securities and Exchange Commission (SEC) charged the city of Harrisburg, Pennsylvania with securities fraud "for its misleading public statements when its financial condition was deteriorating and...more

5/14/2013 - Municipal Bonds Municipalities SEC Securities Fraud

5 Results
|
View per page
Page: of 1