The Guidelines on Online Distribution and Advisory Platforms (Guidelines) issued by the Hong Kong Securities and Futures Commission (SFC) will become effective onĀ 6 July 2019. With the recent expansion of various online...more
7/3/2019
/ Code of Conduct ,
Complex Financial Products ,
Derivatives ,
Final Guidance ,
Governance Standards ,
Hong Kong ,
Hong Kong Securities and Futures Commission (HKSFC) ,
Investment Funds ,
Investment Products ,
Online Platforms ,
Operators ,
Public Consultations ,
Robo-Advisors ,
Suitability Requirements
The use of online platforms for distribution of financial products has become increasingly popular in Hong Kong. In May 2017, the Hong Kong Securities and Futures Commission (SFC) issued a Consultation Paper inviting comments...more
6/26/2017
/ Code of Conduct ,
Comment Period ,
Complex Financial Products ,
Corporate Governance ,
Financial Services Industry ,
Hong Kong ,
Hong Kong Securities and Futures Commission (HKSFC) ,
Investor Protection ,
Online Distribution ,
Online Platforms ,
Proposed Guidance ,
Public Consultations ,
Retail Investors ,
Risk Management ,
SEHK