N. Richard Janis

A Roadmap for Audit Committees in Meeting the Challenges Posed by Enhanced Regulatory Scrutiny Under the Dodd-Frank Act

Audit committees must aid management in navigating an increasingly complex regulatory framework. Two recent developments arising from the passage and implementation of the Dodd-Frank Act have led to further challenges for...more

2/25/2013 - Aiding and Abetting Audits Chief Compliance Officers Compliance Comptroller Disclosure Requirements Dodd-Frank DOJ Enforcement Actions FCPA Internal Controls Private Right of Action Regulatory Oversight Committee Risk Management SEC Securities Act of 1933 Whistleblower Protection Enhancement Act