Nancy Haller

Nancy Haller

Pierce Atwood LLP

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Consumer Alert For Corporate And Non-Profit Entities Regarding Corporate Records Scam

We are once again entering the season when most for-profit and non-profit corporations file their annual reports with the Secretary of State or other applicable agency in the states where they are organized as well as the...more

2/5/2014 - Corporate Records Non-Profits Scams

New SEC Rule 506(c) - Accredited Investor Verification Requirements

We recently published a Business Alert regarding the SEC’s adoption of the final rule to lift the ban on general solicitation and advertising in Rule 506 offerings to accredited investors....more

7/23/2013 - Accredited Investors Advertising Dodd-Frank General Solicitation Marketing Private Placements Rule 144A Rule 506 Offerings SEC Verification Requirements

SEC Adopts Rule Permitting General Solicitation In Private Placements And Proposes New Reg D Requirements

On July 10, 2013, the SEC adopted new rules under Section 201(a) of the JOBS Act, repealing the ban on general solicitation in all Rule 144A offerings and certain Rule 506 transactions....more

7/16/2013 - Advertising General Solicitation JOBS Act Marketing Private Placements Regulation D Rule 144A Rule 506 Offerings SEC

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