Natalie Caldwell

Natalie Caldwell

Shearman & Sterling LLP

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Financial Regulatory Developments Focus - July 2014

In this issue: - Derivatives - Compensation - Regulatory Capital - Credit Ratings - Financial Market Infrastructure - Financial Services - Funds - Enforcement - Consumer...more

7/9/2014

Financial Regulatory Developments Focus - June 2014 #3

In this issue: - Derivatives - Regulatory Capital - Bank Prudential Regulation - Financial Services - Enforcement - People - Events - Excerpt from...more

6/25/2014 - Banks Derivatives ESMA EU Financial Regulatory Reform Prudential Regulation Authority

Financial Regulatory Developments Focus - June #3

In this issue: - Compensation - Capital and Prudential Regulation - Bank Structure - Financial Services - Consumer Protection - Enforcement - People - Events...more

6/18/2014 - Banks Capital Markets Disclosure Requirements European Banking Authority Executive Compensation FCA FDIC Legislative Agendas New Legislation OCC Reporting Requirements Rulemaking Process Stress Tests Volcker Rule

Financial Regulatory Developments Focus - June 2014 #1

In this issue: - Derivatives - Regulatory Capital - Bank Prudential Regulation - Financial Market Infrastructure - Financial Services - Enforcement - People -...more

6/5/2014 - Banks Capital Markets Capital Requirements Compliance Derivatives EMIR ESMA EU European Banking Authority Financial Markets Financial Regulatory Reform Infrastructure Prudential Regulation Authority SEC UK

Financial Regulatory Developments Focus - May 2014

In this issue: - Derivatives - Regulatory Capital - Recovery & Resolution - Funds - Financial Services - Enforcement - Events - Excerpt from...more

5/27/2014 - AIFMD Capital Markets CCPs CFPB CFTC Commodities Credit Suisse Derivatives EMIR Enforcement ESMA EU Federal Reserve Hedge Funds Hedges MiFID No-Action Relief Proposed Legislation Reporting Requirements

Financial Regulatory Developments Focus - May 2014

In this issue: - Derivatives - Bank Prudential Regulation - Financial Services - Enforcement - People - Events - Excerpt from Derivatives: Implementing Regulation...more

5/21/2014 - Banks Derivatives EMIR Enforcement Enforcement Actions ESMA EU European Commission Financial Regulatory Reform ITS Prudential Regulation Authority

Financial Regulatory Developments Focus - May 2014

In this issue: - Derivatives - Bank Prudential Regulation - Financial Market Infrastructure - Credit Ratings - Consumer Protection - Enforcement - Events - Excerpt from...more

5/14/2014 - Banks Compliance Credit Ratings Derivatives EMIR Enforcement ESMA EU Financial Regulatory Reform Infrastructure Prudential Regulation Authority Prudential Standards

Financial Regulatory Developments Focus - May 2014

In this issue: - Derivatives - Regulatory Capital - Financial Services - Market Infrastructure - Enforcement - Financial Crime - Events - Excerpt from Derivatives: CFTC...more

5/7/2014 - Banks Capital Markets CFTC Credit Ratings Derivatives DMO EU FCA FDIC Federal Reserve OCC SEFs Stress Tests

Financial Regulatory Developments Focus - April 2014 (#5)

In this issue: - Derivatives - Regulatory Capital - Financial Services - People - Events - Excerpt from Derivatives: Derivatives CFTC Staff Issues Time-Limited No-Action Letter...more

4/30/2014 - Capital Markets CFTC Derivatives Financial Regulatory Reform No-Action Letters

Financial Regulatory Developments Focus - April 2014

In this issue: - Regulatory Capital - Financial Services - Recovery & Resolution - Financial Market Infrastructure - Consumer Protection - People - Excerpt from Regulatory...more

4/23/2014 - Banks Capital Markets Economic Development EU European Banking Authority Financial Regulatory Reform

Financial Regulatory Developments Focus - April 2014

In this issue: - Derivatives - Compensation - Regulatory Capital - Financial Services - Financial Crime - Excerpt from Derivatives: European Commission Consults on Definition...more

4/16/2014 - CFTC Data Collection Derivatives EU Financial Instruments Financial Products Financial Regulatory Reform Swaps

Financial Regulatory Developments Focus - April 8, 2014

In this issue: - Derivatives - Bank Structure - Regulatory Capital - Financial Services - Financial Market Infrastructure - Funds - Financial Crime - People -...more

4/9/2014 - Banks Capital Markets CCPs Derivatives EMIR ESMA EU Financial Crimes Financial Regulatory Reform Investment Funds

Financial Regulatory Developments Focus - April 1, 2014

In this issue: - Derivatives - Bank Structure - Compensation - Regulatory Capital - Financial Services - Funds - Consumer Protection - Enforcement -...more

4/2/2014 - Banks Derivatives Executive Compensation Self-Regulatory Organizations

Financial Regulatory Developments Focus - March 25, 2014

In this issue: - Derivatives - Compensation - Regulatory Capital - Financial Market Infrastructure - Funds Enforcement - Events Hearings - People - Excerpt from...more

3/25/2014 - CFTC Corporate Bonuses Derivatives Dodd-Frank Executive Compensation No-Action Relief Private Funds

Financial Regulatory Developments Focus - March 18, 2014

In this issue: - Derivatives - Compensation - Regulatory Capital - Financial Market Infrastructure - Financial Services - Consumer Protection - Enforcement - People - Events -...more

3/19/2014 - Asset Management Banks Broker-Dealer Derivatives EU Financial Regulatory Reform Investment Funds OTC

Financial Regulatory Developments Focus - March 4, 2014

In this issue: - Derivatives - Regulatory Capital - Financial Services - Funds - Enforcement - Events - Excerpt from Derivatives: Common Data Format for Pre-LOUs for the...more

3/5/2014 - Derivatives Enforcement Financial Regulatory Reform Securities Litigation

Financial Regulatory Developments Focus - February 25, 2014

In this issue: - Regulatory Capital - Financial Services - Funds - Enforcement - Events - People - Excerpt from Regulatory Capital: EBA Publishes Draft RTS on Bankers' Bonuses - On...more

2/25/2014

Financial Regulatory Developments Focus - February 18, 2014

In this issue: - Derivatives - Regulatory Capital - Financial Services - Enforcement - Events - People - Excerpt from Derivatives - ESMA Requests Clarification on...more

2/18/2014 - EMIR ESMA EU Financial Regulatory Reform

Financial Regulatory Developments Focus - February 2014

In this issue: - Derivatives - Regulatory Capital - Financial Services - Hearings - Excerpt from Derivatives: FSB Consults on Approaches to Aggregate OTC Derivatives Data On 4...more

2/11/2014 - Derivatives Financial Regulatory Reform FSB IOSCO OTC Risk Management

Basel III Framework: Net Stable Funding Ratio (Proposed Standards)

A key new element of the Basel III framework for regulatory capital aims to improve banks’ management of their funding and liquidity profiles. Two new measures are proposed: a “net stable funding ratio,” and a “liquidity...more

2/7/2014 - Banks Basel III Funding Liquidity Coverage Ratio

Basel III Framework: The Leverage Ratio

Reducing excess “leverage” in the banking sector is a key component of the Basel III capital standards. “Leverage” for these purposes means the ratio between a bank’s non-risk-weighted assets and its capital. The ratio is...more

2/6/2014 - Banks Basel Committee Basel III Foreign Banks Leverage Capital Ratio

Financial Regulatory Development Focus

In this issue: - Derivatives - Regulatory Capital - Financial Services - Consumer Protection - Enforcement - Funds - People - Events - Hearings - Excerpt...more

2/4/2014 - CCPs Derivatives EMIR Enforcement ESMA Financial Regulatory Reform

Financial Regulatory Developments Focus

In this issue: - Derivatives - Regulatory Capital - Financial Services - Consumer Protection - Enforcement - People - Hearings - Excerpt from Derivatives: ESMA...more

1/28/2014 - Basel Committee CFPB ECJ EMIR Enforcement ESMA EU European Commission Federal Reserve Financial Regulatory Reform Fines Trade Repositories

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