Natalie Caldwell

Natalie Caldwell

Shearman & Sterling LLP

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Financial Regulatory Developments Focus - October 2014

In this issue: - Derivatives - Bank Prudential Regulation & Regulatory Capital - Recovery & Resolution - Financial Market Infrastructure - Funds - Enforcement - People...more

10/1/2014 - Banks Capital Markets CDS CFTC Derivatives EU European Banking Authority Financial Regulatory Reform Infrastructure Prudential Regulation Authority SEFs Swaps

Financial Regulatory Developments Focus - September 2014 #4

In this issue: - Derivatives - Compensation - Bank Prudential Regulation & Regulatory Capital - Recovery & Resolution - Credit Ratings - Financial Services - Consumer...more

9/24/2014 - Banks Capital Markets CFTC Compliance Credit Ratings Derivatives Enforcement Enforcement Actions Executive Compensation Financial Regulatory Reform No-Action Relief Prudential Regulation Authority SEFs

Financial Regulatory Developments Focus - September 2014 #3

In this issue: - Derivatives - Consumer Protection - Enforcement - People - Events - Excerpt from Derivatives: CFTC Issues No-Action Relief for Qualifying Swaps Trading...more

9/16/2014 - Australia CEA CFTC Commercial Leases Commodities Derivatives DSIO Enforcement Actions Leases Major Swap Participants Money Transfer No-Action Relief Nonbank Firms Regulation M Regulation Z SEC Swap Dealers Swaps

Financial Regulatory Developments Focus - September 2014

In this issue: - Derivatives - Bank Prudential Regulation & Regulatory Capital - Credit Ratings - Financial Services - Shadow Banking - Funds - Financial Market...more

9/2/2014 - Banks CFTC Credit Ratings Derivatives Dodd-Frank Enforcement Actions ESMA EU European Banking Authority FCA Financial Markets Financial Regulatory Reform Prudential Regulation Authority SEC Shadow Banking UK

Financial Regulatory Developments Focus - July #4

In this issue: - Derivatives - Regulatory Capital - Recovery & Resolution - Bank Structure - Financial Market Infrastructure - Financial Services - Funds -...more

7/31/2014 - Banks Capital Markets CFTC Derivatives EMIR ESMA European Commission Exchange-Traded Products Financial Regulatory Reform Leverage Ratio Market Participants OCR UCITS

Financial Regulatory Developments Focus - July 2014 #2

In this issue: - Derivatives - Regulatory Capital - Recovery & Resolution - Financial Services - Consumer Protection - Enforcement - People - Events -...more

7/15/2014 - Banking Sector Banks CFTC Derivatives Draft Guidance EMIR ESMA EU European Banking Authority European Commission No-Action Relief OCC

Financial Regulatory Developments Focus - July 2014

In this issue: - Derivatives - Compensation - Regulatory Capital - Credit Ratings - Financial Market Infrastructure - Financial Services - Funds - Enforcement...more

7/9/2014 - Banks CFTC Compliance Credit Ratings Derivatives Enforcement Financial Regulatory Reform Major Swap Participants No-Action Letters No-Action Relief Reporting Requirements Swap Dealers Swaps Valuation

Financial Regulatory Developments Focus - May 2014

In this issue: - Derivatives - Regulatory Capital - Recovery & Resolution - Funds - Financial Services - Enforcement - Events - Excerpt from...more

5/27/2014 - AIFMD Capital Markets CCPs CFPB CFTC Commodities Credit Suisse Derivatives EMIR Enforcement ESMA EU Federal Reserve Hedge Funds Hedges MiFID No-Action Relief Proposed Legislation Reporting Requirements

Financial Regulatory Developments Focus - May 2014

In this issue: - Derivatives - Regulatory Capital - Financial Services - Market Infrastructure - Enforcement - Financial Crime - Events - Excerpt from Derivatives: CFTC...more

5/7/2014 - Banks Capital Markets CFTC Credit Ratings Derivatives DMO EU FCA FDIC Federal Reserve OCC SEFs Stress Tests

Financial Regulatory Developments Focus - April 2014 (#5)

In this issue: - Derivatives - Regulatory Capital - Financial Services - People - Events - Excerpt from Derivatives: Derivatives CFTC Staff Issues Time-Limited No-Action Letter...more

4/30/2014 - Capital Markets CFTC Derivatives Financial Regulatory Reform No-Action Letters

Financial Regulatory Developments Focus - April 2014

In this issue: - Derivatives - Compensation - Regulatory Capital - Financial Services - Financial Crime - Excerpt from Derivatives: European Commission Consults on Definition...more

4/16/2014 - CFTC Data Collection Derivatives EU Financial Instruments Financial Products Financial Regulatory Reform Swaps

Financial Regulatory Developments Focus - March 25, 2014

In this issue: - Derivatives - Compensation - Regulatory Capital - Financial Market Infrastructure - Funds Enforcement - Events Hearings - People - Excerpt from...more

3/25/2014 - CFTC Corporate Bonuses Derivatives Dodd-Frank Executive Compensation No-Action Relief Private Funds

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