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Nate Endrud

Nate Endrud

Leonard, Street and Deinard


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CFTC Extends Compliance Dates For End User Swap Reporting

The CFTC has issued a no-action letter that effectively extends the dates for swap counterparties who are not swap dealers (SDs) or major swap participants (MSPs) to come into compliance with the agency’s reporting rules...more

4/10/2013 - CFTC Compliance End-Users No-Action Letters Reporting Requirements Swaps

CFTC No-Action Letter Allows Most End Users To Report All Trade Options On Annual Aggregate Basis

The CFTC Division of Market Oversight (DMO) has issued a no-action letter that will allow most swaps end users to report all trade options on an annual aggregate basis. Trade options are commodity options (which include some...more

4/8/2013 - CFTC DMO No-Action Letters Recordkeeping Requirements Swaps Trade Options

Energy Alert: Deadline Approaches For Energy Company Swap Reporting

The CFTC's Dodd-Frank swap reporting and recordkeeping requirements become mandatory on April 10, 2013, for all persons and companies engaging in swaps. These requirements include the agency's swap data reporting and...more

3/19/2013 - CFTC Dodd-Frank Recordkeeping Requirements Reporting Requirements Swaps

CFTC Issues Advisory Regarding Swap Reporting Requirements

The CFTC Division of Market Oversight has issued an advisory to remind market participants of the swap reporting requirements that are now, or soon to be, in effect. End users must be in compliance with the reporting rules...more

3/11/2013 - CFTC End-Users Major Swap Participants Reporting Requirements Swap Dealers Swaps

IECA Releases Amending Agreement To Facilitate End User Compliance With CFTC Regulations

The International Energy Credit Association (“IECA”) has released a standardized agreement titled the “Dodd-Frank Act Representations and Reporting Amending Agreement” to facilitate end user compliance with the CFTC’s swap...more

3/11/2013 - CFTC Dodd-Frank End-Users Reporting Requirements Swaps

Energy Alert: 9 Dodd-Frank New Year's Resolutions For Energy Companies

The Commodity Futures Trading Commission rulemaking whirlwind that was 2012 has come and gone, putting that agency's comprehensive swap regulatory regime mostly in place. Here are nine important actions energy companies...more

1/3/2013 - CFTC Compliance Dodd-Frank End-Users Recordkeeping Requirements Swap Dealers Swaps

Dodd-Frank New Year’s Resolutions For Energy Companies And Other Swaps End Users

The CFTC rulemaking whirlwind that was 2012 has come and gone, putting the agency’s comprehensive swap regulatory regime mostly in place. While many energy companies and other swaps end users found much to be happy about in...more

1/2/2013 - CFTC Compliance Dodd-Frank End-Users Recordkeeping Requirements Swap Dealers Swaps

CFTC Extends Compliance Dates, Delaying Need To Adhere To ISDA Dodd-Frank Protocol

The CFTC has issued an interim final rule regarding certain business conduct and documentation requirements for swap dealers and major swap participants. The compliance date for the business conduct standards and certain...more

12/24/2012 - CFTC Compliance Dodd-Frank ISDA Swap Dealers

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