Nathaniel Lalone

Nathaniel Lalone

Katten Muchin Rosenman LLP

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Corporate and Financial Weekly Digest - Volume XII, Issue 2

2017 Examination Priorities Announced by the SEC - On January 12, the Securities and Exchange Commission’s Office of Compliance Inspections and Examinations (OCIE) released its 2017 examination priorities, which seek to...more

1/17/2017  /  Commodity Trading Advisors (CTAs) , CPOs , European Economic Area (EEA) , Foreign Boards of Trade (FBOT) , Forex , MiFID II , SEC Examination Priorities , UK Brexit
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