Nauman Malik

Dechert LLP

Contact  |  View Bio  |  RSS

Latest Publications

Share:

SEC Charges Private Equity Fund Adviser with Misallocating Expenses between Portfolio Companies

The U.S. Securities and Exchange Commission (SEC or Commission) issued a cease and desist order on September 22, 2014 (Order) against private equity fund adviser Lincolnshire Management, Inc. (Lincolnshire). The Order alleged...more

10/15/2014 - Cease and Desist Orders Investment Adviser Investment Advisers Act of 1940 Misallocation of Funds OCIE Private Equity Funds SEC

CFTC Extends Certain SEF Reporting, Confirmation, and Documentation Compliance Dates

commoThe Division of Market Oversight (“Division”) of the U.S. Commodity Futures Trading Commission (“CFTC”) on September 27 and 30, 2013 issued several no-action letters to temporarily registered swap execution facilities...more

10/7/2013 - Asset Class CFTC Commodities Exchange Act Compliance Confirmation Proceedings Documentation Reporting Requirements SEFs Swaps

2 Results
|
View per page
Page: of 1