Nicole M. Maron

Nicole M. Maron

Holland & Knight LLP

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Division of Corporation Finance Releases New CDIs

The SEC recently released new Compliance and Disclosure Interpretations (CDIs) on a variety of topics under the Securities Act, the Exchange Act and Regulation S-K. A brief summary of some of these new CDIs is presented...more

6/12/2013 - Compliance Disclosure Requirements Executive Compensation Regulation S-K Rule 144A SEC

Federal Court Halts Apple Shareholder Vote

On February 22, 2013, the U.S. District Court for the Southern District of New York ruled in favor of Greenlight Capital, L.P., et al. ("Greenlight") in the matter of Greenlight Capital, L.P., et al v. Apple, Inc....more

3/6/2013 - Apple Bundling Rules Greenlight Capital v Apple SEC Shareholder Votes

Preparing 2013 Proxy Statements and Periodic Reports

As you gear up to prepare your 2013 proxy statement and periodic reports, it is essential to keep in mind some recent changes and developments that may affect your company's disclosure in these documents. For 2013, three new...more

2/12/2013 - Annual Reports Compensation Consultant Conflicts of Interest Disclosure Requirements Iran Sanctions Proxy Statements Say-on-Frequency Say-on-Pay SEC Securities Exchange Act

JOBS Act Section 504 Report on Authority to Enforce Exchange Act Rule 12g5-1 and Subsection (b)(3)

On October 15, 2012, the staff of the SEC released its Report on Authority to Enforce Exchange Act Rule 12g5-1 and Subsection (b)(3), as required by Section 504 of the Jumpstart Our Business Startups Act (the "JOBS Act")....more

10/22/2012 - Enforcement JOBS Act SEC Section 504

SEC Complaint Demonstrates That Domestic Bribery Falls Within Its Jurisdiction

On June 27, 2012, the SEC charged a New York data storage company with misleading investors about bribes it paid to obtain business with a subsidiary of a major investment bank. The SEC alleged in its complaint that the...more

7/30/2012 - Bribery Domestic Bribery JPMorgan Chase SEC Securities Exchange Act

Division of Corporation Finance Updates Its Confidential Submission Process for Emerging Growth Companies and Foreign Private...

On June 28, 2012, the SEC Division of Corporation Finance provided an updated announcement stating that emerging growth companies (EGCs) and foreign private issuers (FPIs) should continue to use the secure email system...more

7/16/2012 - EDGAR Emerging Growth Companies Foreign Private Issuers Registration SEC

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