Nicole M. Maron

Nicole M. Maron

Holland & Knight LLP

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Latest Posts › Securities Exchange Act


Preparing 2013 Proxy Statements and Periodic Reports

As you gear up to prepare your 2013 proxy statement and periodic reports, it is essential to keep in mind some recent changes and developments that may affect your company's disclosure in these documents. For 2013, three new...more

2/12/2013 - Annual Reports Compensation Consultant Conflicts of Interest Disclosure Requirements Iran Sanctions Proxy Statements Say-on-Pay SEC Securities Exchange Act

SEC Complaint Demonstrates That Domestic Bribery Falls Within Its Jurisdiction

On June 27, 2012, the SEC charged a New York data storage company with misleading investors about bribes it paid to obtain business with a subsidiary of a major investment bank. The SEC alleged in its complaint that the...more

7/30/2012 - Bribery JPMorgan Chase SEC Securities Exchange Act

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