Norman Antin

Norman Antin

Squire Patton Boggs

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FFIEC Social Media Guidance Addresses "Reputational Risks" from Social Media

Financial Institutions Should Develop Policies and Practices to Address and Monitor Reputational and Operational Risks - On December 10, 2013, the Federal Financial Institutions Examination Council (FFIEC) issued its...more

12/20/2013 - Banks CFPB Credit Unions Due Diligence FDIC Federal Reserve Federal Savings Associations FFIEC NCUA OCC Risk Management Social Media

U.S. Securities and Exchange Commission Proposes New Rule on Pay Disclosure

On Wednesday, September 18, 2013, the U.S. Securities and Exchange Commission (SEC) proposed a new rule that would require public companies to disclose the ratio of the compensation of its principal executive officer (PEO)[1]...more

9/23/2013 - CEOs Disclosure Requirements Dodd-Frank Pay Ratio SEC Wages

SEC Ends Prohibition Against General Solicitation and Proposes New Regulation D Requirements

On Wednesday, July 10, 2013, the U.S. Securities and Exchange Commission (SEC) adopted amendments to Rule 506 of Regulation D and Rule 144A under the Securities Act of 1933, as amended (Securities Act), to permit general...more

7/16/2013 - Advertising JOBS Act Marketing Private Placements Regulation D Rule 144A Rule 506 Offerings SEC Securities Act of 1933

BANKING AND FINANCIAL INSTITUTIONS CLIENT UPDATE: Emerging Thoughts and Reactions to Federal Financial Institutions Examination...

On January 22, 2013, the Federal Financial Institutions Examination Council (FFIEC) released proposed guidance regarding the use of social media by federally regulated financial institutions. ...more

4/5/2013 - Advertising Data Protection Fair Lending FFIEC Fraud Marketing Risk Management Social Media Social Media Policy

SECURITIES LAW CLIENT ALERT: U.S. Securities and Exchange Commission Clears the Way For Use of Social Media To Communicate with...

On Tuesday, April 2, 2013, the U.S. Securities and Exchange Commission (SEC) issued a report of investigation (Report), which clarifies that public companies can use social media outlets like Facebook and Twitter to announce...more

4/5/2013

Federal Financial Institutions Examination Council (FFIEC) Releases Proposed Guidelines for Use of Social Media by Financial...

On Tuesday, January 22, 2013, the Federal Financial Institutions Examination Council (FFIEC), an interagency body formed to develop uniform supervisory principles and standards on behalf of six federal agencies that regulate...more

1/30/2013 - Compliance FFIEC Marketing Risk Management Social Media

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