Patrick Hunnius

Patrick Hunnius

DLA Piper

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Expect greater SEC scrutiny of activist hedge funds that share information or collaborate in advance of their trades

A recent Wall Street Journal article – “Activist Investors Often Leak Their Plans to a Favored Few” – focused attention on “activist” investors and stock analysts who (as part of their bullish or bearish campaigns for or...more

4/17/2014 - Hedge Funds Insider Trading SEC Shareholder Activism Shareholder Litigation Shareholders

SEC continues to focus on “fair value” practices of investment advisers

The media has been shining a strong spotlight on SEC insider trading cases, but in recent years, with much less fanfare, the SEC has brought nearly three times as many cases against investment advisers. ...more

6/21/2013 - Asset Valuations Board of Directors Compliance Insider Trading Investment Adviser SEC

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