Today, Wednesday, January 2, 2013, the Commodity Futures Trading Commission (CFTC) announced that final rules pertaining to: (1) real-time reporting of swap transaction data; and (2) swap dealer registration requirements,...more
1/3/2013 - CFTC Registration Swap Dealers Swaps
On December 18, the Commodity Futures Trading Commission (CFTC), by private vote, adopted interim final rules (Interim Final Rules) to amend the compliance dates for previously issued final rules that establish external...more
12/24/2012 - Business Conduct Standards CFTC Compliance DF-Protocol Dodd-Frank ISDA Major Swap Participants Swap Dealers
On Wednesday, December 12, the United States District Court for the District of Columbia dismissed a joint U.S. Chamber of Commerce (the Chamber) and Investment Company Institute (ICI) lawsuit against the Commodity Futures...more
12/17/2012 - Administrative Procedure Act CFTC Chamber of Commerce Dismissals ICI Investment Company Act of 1940 SEC
On November 29 and December 4, the Commodity Futures Trading Commission’s (CFTC) Division of Swap Dealer and Intermediary Oversight (DSIO) issued a series of no-action letters that afford relief from registration as a...more
12/10/2012 - CFTC CPO Family Offices Fund of Funds Swap Dealers
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