Paul Barbeau

Paul Barbeau

Bennett Jones LLP

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IIROC Releases Final Guidance for Underwriting Due Diligence in Public Offerings

On December 18, 2014, the Investment Industry Regulatory Organization of Canada (IIROC) published, with immediate effect, Rules Notices 14-0299 and 14-0300 in connection with the release of final guidance (Final Guidance)...more

3/9/2015 - Canada Final Guidance IPO Underwriting

The CSA Proceeds with Amendments to the Early Warning Reporting Regime but Abandons Two Key Proposed Changes

On October 10, 2014, the Canadian Securities Administrators (CSA) published CSA Staff Notice 62-307, which sets out changes to previously announced proposed amendments to Canada's early warning reporting regime....more

10/15/2014 - Canada Canadian Securities Administration Early Warning Regime Reporting Requirements

The CSA Proposes a New Harmonized Take-Over Bid Approach

On September 11, 2014, the Canadian Securities Administrators (CSA) announced the publication of CSA Staff Notice 62-306, which contemplates a new harmonized regulatory approach to the Canadian take-over bid regime....more

9/16/2014 - Canada International Harmonization Takeover Agreement Takeover Bids

IIROC Proposes Guidance for Underwriting Due Diligence

The Investment Industry Regulatory Organization of Canada (IIROC) published proposed guidance on March 6, 2014, setting forth nine key principles for underwriting due diligence....more

3/19/2014 - Due Diligence Private Offerings Prospectus Public Offerings Underwriting

Changes to Rules for Marketing Activities during a Public Offering

The Canadian Securities Administrators (CSA) have adopted amendments to the rules governing permissible marketing activities in the context of a public offering. The amendments, which will come into force on August 13, 2013,...more

6/5/2013 - Amended Regulation Canada Canadian Securities Administration IPO Marketing Public Offerings Road Shows

The CSA Proposes a New Framework for Shareholder Rights Plans and Amendments to the Early Warning Reporting Regime

Last week, the Canadian Securities Administrators (CSA) published a proposed new regulatory framework for shareholder rights plans under National Instrument 62-105 Security Holder Rights Plans, and significant changes to...more

3/25/2013 - Bids Canadian Securities Administration Hostile Takeover Reporting Requirements Shareholder Rights

Damages Awarded Against Underwriter for Failing to Complete a Bought Deal

The Ontario Superior Court of Justice recently awarded damages of just over $16 million against Thomas Weisel Partners Canada Inc. (now Stifel Nicolaus Canada Inc.) for failing to close on a bought deal private placement...more

3/22/2013 - Bought Deal Letters Bought Deals Canada Damages Private Placements Termination Clauses Underwriting

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