Enforcement – FCA Fines £13.2 Million for Transaction Reporting Failures -
The FCA fined Merrill Lynch International (MLI) £13.2 million on 22 April 2015 for incorrectly reporting 35,034,810 transactions and failing to...more
6/6/2015
/ Asset Management ,
Custody Rule ,
Deutsche Bank ,
Enforcement Actions ,
EU ,
FATCA ,
Financial Conduct Authority (FCA) ,
Fines ,
HMRC ,
Investment Funds ,
Libor ,
Merrill Lynch ,
MiFID II ,
Reporting Requirements ,
Transaction Reporting ,
UK
EU Passes New Council Directive to Implement “EU-FATCA" -
The Council Directive passed by the EU on 1 December 2014 implements the OECD’s Common Reporting Standard (CRS) in Europe. The Directive has to be implemented...more
3/10/2015
/ Alternative Investment Fund Managers Directive (AIFMD) ,
Asset Management ,
Benchmarks ,
CCPs ,
EIOPA ,
EMIR ,
ETFs ,
EU ,
European Securities and Markets Authority (ESMA) ,
FATCA ,
Insolvency ,
Investment Funds ,
MiFID II ,
Money Market Funds ,
Regulatory Agenda ,
Sovereign Debt ,
Swap Clearing ,
Swaps ,
UCITS