Philip Graham

Philip Graham

Harney Westwood & Riegels

Contact  |  View Bio  |  RSS

Latest Posts › Investment Adviser

Share:

Changes to SIBA's 'significant interest' provisions

An important part of the assessment of an applicant for a SIBA licence is to consider the fit and proper status of the persons who ultimately own and exercise control of the licensee. Section 11 of SIBA has always required...more

1/21/2013 - Investment Adviser Licenses Securities SIBA Significant Interest Written Consent

AIFMD: Level 2 Regulation adopted by the European Commission

Harneys continues to monitor developments related to the EU’s AIFMD with a focus on how it will affect our clients in the Cayman Islands and BVI. The most significant recent development is that the AIFMD Level 2 Regulation...more

1/18/2013 - AIFMD EU European Commission Investment Adviser

2 Results
|
View per page
Page: of 1