Philip Schwartz

Philip Schwartz

Akerman LLP

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Amendments To "Regulation A" - A Step Towards a Middle Ground in Smaller Company Capital Formation

The Securities and Exchange Commission (Commission) recently proposed rules amending Regulation A. Regulation A currently allows an exemption from federal registration under the Securities Act of 1933 (the Securities Act) for...more

1/31/2014 - Blue Sky Laws Dodd-Frank JOBS Act NASAA Offerings Regulation A Regulation D Reporting Requirements SEC

The Florida Revised Limited Liability Act is Now Effective - What You Need to Know Starting Today

During the 2013 legislative session, the Florida Legislature adopted a complete re-write of Florida's limited liability company statute. The new limited liability company act (the New Act), which is called the Florida Revised...more

1/1/2014 - Limited Liability Companies

SEC Proposes Amendments to Regulation D, Form D, and Rule 156

On July 10, 2013, the U.S. Securities & Exchange Commission (Commission) adopted rules eliminating the ban on general solicitation and advertising in certain private offerings, as required by Section 201(a)(1) of the...more

8/19/2013 - Accredited Investors Bad Actors General Solicitation JOBS Act Private Placements Proposed Amendments Regulation D Rule 156 Rule 506 Offerings SEC

SEC Issues Final Rules Implementing Provisions under the JOBS Act and Dodd-Frank: Prohibition on General Solicitation and...

On July 10, 2013, the Securities and Exchange Commission (Commission), issued final rules implementing provisions of the Jumpstart our Business Startups Act (JOBS Act) and the Dodd-Frank Wall Street Reform and Consumer...more

7/29/2013 - Accredited Investors Advertising Dodd-Frank General Solicitation JOBS Act Private Offerings Regulation D Safe Harbors SEC Securities Act of 1933

SEC Lifts Ban on General Solicitation in Private Placements

The U.S. Securities & Exchange Commission (Commission) adopted rules on July 10, 2013 eliminating the ban on general solicitation and advertising in certain private offerings, as required by Section 201(a)(1) of the Jumpstart...more

7/11/2013 - Dodd-Frank General Solicitation Investors JOBS Act Private Placements SEC

Florida Adopts New Limited Liability Company Act - The New Act Makes Florida a More Desirable Location for Business Owners

During the recently completed legislative session, the Florida Legislature unanimously adopted CS/SB 1300, which is a complete re-write of Florida's limited liability company statute. The new limited liability company act...more

5/22/2013 - Corporate Dissolution Corporate Governance LLC New Legislation Operating Agreements RULLCA

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