Philip Storm

Philip Storm

Littler

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SEC's Attack on Confidentiality Agreements

Keeping its promise announced last year, the Securities and Exchange Commission on April 1, 2015, released a cease-and-desist order ("Order") declaring illegal a publicly traded company's use of a confidentiality agreement...more

4/6/2015 - Confidentiality Agreements Enforcement Actions Internal Investigations KBR (formerly Kellogg Brown & Root) SEC Whistleblower Protection Policies Whistleblowers

Fleet-Footed Investigations and Prompt Remedial Action: The New Normal

Does your company respond to all internal concerns immediately, investigate them thoroughly and remediate them with unmatchable speed? What if the concern comes from an officer, director, lawyer, compliance professional,...more

3/4/2015 - C-Suite Executives Chief Compliance Officers Compliance Corporate Counsel Dodd-Frank Risk Mitigation SEC

Government's Message to Corporate America — "We Want Your Whistleblowers!"

On September 22, 2014, the Securities and Exchange Commission's (SEC) Office of the Whistleblower announced that it had issued a $30 million bounty payment to a foreign whistleblower. This award is more than double the...more

10/14/2014 - Chief Compliance Officers Dodd-Frank DOJ Employer Liability Issues Ethics Risk Assessment Risk Management Sarbanes-Oxley SEC Training Whistleblower Awards Whistleblower Hotlines Whistleblower Protection Policies

D.C. Circuit Court Upholds Attorney-Client Privilege in Internal Investigations

Internal investigations play a lead role in a company’s effective ethics and compliance program. They are one of the best ways for a company to detect, thoroughly understand, and remedy situations that may violate its code...more

7/9/2014 - Attorney-Client Privilege Fraud Internal Investigations Investigations Upjohn Warnings

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