Phillip Koh

Phillip Koh

Katten Muchin Rosenman LLP

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Compliance With the ERISA Fiduciary Advice Rule for Private Investment Fund Managers and Sponsors and Managed Account Advisers:...

The DOL's "fiduciary advice rule" (the "Rule") will take effect on June 9, 2017. The DOL has published FAQs on the implementation of the Rule applicable to the period between June 9th and December 31st (the "Transition...more

6/7/2017  /  Best Interest Contract Exemptions , Conflicts of Interest , Department of Labor (DOL) , Employee Retirement Income Security Act (ERISA) , Enforcement Authority , Fiduciary Rule , Investment Adviser , Prohibited Transactions , Retirement Plan , Safe Harbors
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