Latest Publications

Share:

2015 SEC Filing Deadlines for Companies With December 31, 2014 Fiscal Year End

As the end of the year approaches, reporting companies should be aware of the various SEC filing deadlines for 2015. Companies also should be mindful of the 2015 financial statement "staleness" dates (when financial...more

10/8/2014 - Compliance Deadlines Filing Requirements SEC

"First-Half Activity Energizes US Capital Markets in 2014"

The U.S. equity and debt markets experienced a strong first half of the year. In the first quarter, the U.S. IPO market was the busiest since 2000, more than doubling the number of IPOs from the same period last year. ...more

6/28/2014 - Acquisitions Bonds Capital Markets Debt Securities Federal Reserve Interest Rates Investment Funds IPO JOBS Act Mergers Popular Private Equity Venture Capital

"The JOBS Act: The Resurgent IPO Market and What We Learned in Year Two"

Almost two years have passed since the Jumpstart Our Business Startups Act (the JOBS Act) was signed into law to ease regulatory burdens on smaller companies and facilitate public and private capital formation. The provisions...more

1/27/2014 - Dodd-Frank Emerging Growth Companies Financial Regulatory Reform FINRA Funding IPO JOBS Act Public Disclosure Sarbanes-Oxley SEC Startups

"Corporate Finance Alert: Changing the Private Placement Playbook – General Solicitation and General Advertising Now Permitted for...

On September 23, 2013, new Securities and Exchange Commission rules took effect that: - Eliminate the prohibition against general solicitation and general advertising in private offerings made in reliance on Rule 506...more

10/15/2013 - Bad Actors General Solicitation Private Equity Private Offerings Regulation D Rule 506 Offerings Safe Harbors SEC Securities Act of 1933

4 Results
|
View per page
Page: of 1