I. INTRODUCTION - On December 6, 2012, the Canadian Securities Administrators OTC Derivatives Committee (the “Committee”) published model provincial rules for a sixty (60) day comment period. The model rules...more
12/24/2012 - Canadian Securities Administration Data Repositories Derivatives OTC
I. BACKGROUND - On September 9, 2011, the Toronto Stock Exchange (the “TSX”), an exchange in the TMX Group, published a request for comments regarding a number of rule amendments to the Toronto Stock Exchange Company...more
12/21/2012 - Board of Directors Majority Voting Policies Ontario Securities Commission Proxy Materials Toronto Stock Exchange
I. INTRODUCTION - On October 15, 2012, the Alberta Securities Commission (the “Commission”) issued a Notice of Republication and Request for Comment regarding proposed amendments to Alberta’s regulation of...more
10/31/2012
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