Puesan Lam

DLA Piper

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Finance Update: MiFID II: Best Execution Requirements

MiFID I introduced a comprehensive best execution regime on the basis that delivering best execution is considered fundamental to market integrity. However, there was a perceived need for reform to increase investor...more

12/11/2015 - EU European Securities and Markets Authority (ESMA) Financial Instruments Investment Firms MiFID II Retail Investors

Regulatory Risk Update: The Fair And Effective Markets Review - Recommendations To Strengthen UK Regulation Of FICC Markets And...

In the wake of a number of recent high profile LIBOR and Forex market abuses, the Chancellor of the Exchequer and the Governor of the Bank of England established the Fair and Effective Markets Review ("FEMR") in June 2014 to...more

6/27/2015 - Capital Markets Fair and Effective Markets Review (FEMR) FICC Financial Conduct Authority (FCA) UK

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