Randall Fons

Randall Fons

Morrison & Foerster LLP

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A New SEC Enforcement Direction for 2014

Each year, the SEC puts on its most informative conference of the year: The SEC Speaks. During the course of the two-day conference, held this year on February 21 and 22, the Chair and each Commissioner, as well as the most...more

3/27/2014 - Enforcement SEC

Financial Reporting & Accounting Enforcement Annual Review - 2013

In This Issue: Introduction; Redesigning the SEC’s Division of Enforcement, Again; Focus Areas: What’s Next; Overview of 2013 Cases; Public Company, Officer, and Director Trends; Audit Firm and Auditor Trends; Rule...more

1/29/2014 - Audits Compliance Corporate Counsel Corporate Governance Enforcement Enforcement Actions PCAOB SEC

What’s Old is New Again: Total Settles FCPA Charges Involving Decade-Old Conduct

This week the Securities and Exchange Commission (SEC) and the Department of Justice (DOJ) announced that France-based oil and gas company Total S.A. resolved Foreign Corrupt Practices Act (FCPA) charges by agreeing to pay a...more

6/3/2013 - Bribery Compliance DOJ FCPA Penalties SEC Settlement Total SA

The SEC Speaks: Reflections and Enforcement Initiatives in 2013

Each year at The SEC Speaks, the Commissioners and senior leadership of the Securities and Exchange Commission identify the agency’s priorities and initiatives for the coming year. Of course, one of the most anticipated...more

3/6/2013 - Asset Management Disclosure Requirements FCPA Fraud Insider Trading SEC Whistleblowers

Supreme Court: Statute of Limitations in SEC Fraud Cases Begins to Run When Fraud Occurs, not When Discovered

The Supreme Court today ruled that in an SEC action to recover civil penalties, the five-year statute of limitations begins to run when fraud occurs, not when it is discovered. The Court held in Gabelli et al. v. Securities...more

2/28/2013 - Discovery Rule Gabelli v SEC SCOTUS SEC Securities Fraud Statute of Limitations

Insider Trading Annual Review - 2012

In This Issue: Overview Of Insider Trading Law; 2012 Enforcement activity; Galleon Update; Expert Network Cases; What Does Cooperation Buy You?; Global Trading, Global Enforcement; Legislative Reform; 10b5-1 Plans: Not...more

1/18/2013 - 10b5-1 Plans China Enforcement EU Federal Sentencing Guidelines Global Dealmaking Insider Trading Penalties SEC Sentencing STOCK Act

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