Regina LaMonica

Regina LaMonica

Perkins Coie

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2015 SEC Speaks Conference: SEC to Balance Broad Enforcement Agenda and Initiatives with Focus on Core Mission

The U.S. Securities and Exchange Commission (SEC) touted an expansive regulatory agenda at this year’s “SEC Speaks” conference, held February 20-21, 2015, in Washington, D.C. At this year’s Speaks, SEC representatives...more

2/24/2015 - Market Participants Regulatory Agenda SEC Strategic Enforcement Plan

The SEC Speaks In 2014: Enhanced Statutory Regime Combined With Data Analytics Tools Results In Enforcement 2.0

The annual “SEC Speaks Conference,” where the U.S. Securities and Exchange Commission (SEC) and its senior staff review the major developments from the prior year, and preview the SEC’s enforcement priorities for the upcoming...more

2/25/2014 - Daniel Gallagher Dodd-Frank Enforcement FCPA Fraud JOBS Act Mary Jo White SEC

Chicago Enforcement Officials Discuss 2014 SEC & DOJ Priorities: New Regime At SEC Takes A Page From The Prosecutors’ Playbook

Enforcement officials from the U.S. SEC’s Chicago Regional Office and the U.S. Attorney’s Office for the Northern District of Illinois gathered to discuss their enforcement initiatives at the “SEC & DOJ Hot Topics 2014”...more

2/14/2014 - DOJ Enforcement Actions SEC

SEC Speaks: Agency Takes Back-To-Basics Approach In Face Of Changing Leadership, Congressional Mandates And New Technologies

The annual “SEC Speaks” conference, in which Securities and Exchange Commission (SEC) representatives review the agency’s efforts over the past year and preview the year to come, was held on February 22-23, 2013. A...more

2/25/2013 - CFTC Citigroup Crowdfunding Dodd-Frank Emerging Trading Technologies Enforcement FINRA FSOC Funding Portal Insider Trading Investor Protection JOBS Act Mary Jo White OIA SEC Whistleblowers

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