Richard Bernstein

Year-End Developments And Compliance Checklists

Lowenstein Sandler’s Investment Management Group is pleased to provide you with (i) a summary of recent legislative and regulatory developments that impact the investment management community; and (ii) checklists of year-end...more

1/17/2013 - AIFMD American Taxpayer Relief Act Audits Blue Sky Laws CFTC Commodity Pool Compliance CPO CTA Derivatives Dodd-Frank ERISA EU Family Offices FATCA Fiscal Cliff Investment Adviser IRS JOBS Act No-Action Relief Private Investment Funds SEC Swaps Year-End Compliance Checklist