Richard Guidice, Jr.

Richard Guidice, Jr.

K&L Gates LLP

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Questions & Answers on State and Local Variations on SEC Pay-to-Play Rule

Many states and municipalities have adopted laws and regulations that affect how investment managers may solicit investment advisory business, including investment in sponsored public and private funds, from the state...more

11/18/2013 - Investment Adviser Investment Advisers Act of 1940 Investment Management Lobbying Pay-To-Play Political Contributions SEC

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