Richard Levin

Richard Levin

Polsinelli

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Should the SEC Allow FinTech Firms to Play in a Sandbox?

The growth of financial services technology (FinTech) presents tremendous opportunities for the industry. However, the growth of FinTech also poses substantial challenges to regulators including the U.S. Securities and...more

3/20/2017 - Digital Assets Financial Markets Financial Sector Financial Services Industry FinTech Innovative Technology Popular Regulatory Oversight SEC

The Devil Is in the Details: SEC Regulation of Blockchain Technology

Blockchain technology has captured the imagination of the financial services industry. Unfortunately, the adoption of the technology is impaired by a lack of clarity from regulators including the U.S. Securities and Exchange...more

3/7/2017 - Bitcoin Blockchain Cryptocurrency Digital Currency Financial Markets Financial Sector Popular SEC Technology Virtual Currency

A Potentially Promising Approach to Regulation of FinTech or Should the U.S. Adopt a Regulatory Sandbox?

The Office of the Comptroller of the Currency (“OCC”) recently published a proposal to bring emerging financial technology (“FinTech”) companies within the scope of the agency’s jurisdiction. The proposal is useful as part of...more

1/31/2017 - Banking Sector CFPB Consumer Financial Products Financial Services Industry FinTech Innovation Innovative Technology OCC Regulatory Oversight

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