Richard Price

Richard Price

Shearman & Sterling LLP

Contact  |  View Bio  |  RSS

Latest Publications

Share:

Governance & Securities Law Focus: Asia Edition - July 2015

In this issue: - HKEx Publishes Consultation Conclusions on Weighted Voting Rights - Corporate Governance Reforms in Japan - SEC and NYSE/Nasdaq Developments - Sanctions Round-Up - Noteworthy US...more

7/20/2015 - Asia China Conflict Mineral Rules Corporate Governance DOJ Enforcement Actions ESMA EU Executive Compensation Financial Reporting Proxy Advisors Sanctions SEC UK Voting Rights

Looking Forward to Lifting of Sanctions Against Iran

After almost two years of negotiations, on July 14, 2015, the E3/EU+3 (China, France, Germany, Russia, the United Kingdom and the United States) and Iran reached an agreement regarding Iran’s nuclear program. The Joint...more

7/16/2015 - Banking Sector Energy Sector Foreign Relations IAEA Inspections Iran Iran Sanctions Joint Comprehensive Plan of Action (JCPOA) Nuclear Power P5+1 Nations SDN List Trade Relations

Changes to Sanctions on Iran

What are the prospects for business with Iran after the June 30 deadline to complete negotiations over Iran’s nuclear program? In exchange for limitations on Iran’s ability to develop nuclear weapons, the European Union...more

6/18/2015 - EU Foreign Relations Iran Iran Sanctions Nuclear Power Trade Relations United Nations

Shining a Light on Payments to Governments: The Current State of “Publish What You Pay” Rulemaking Around the World

Over the last few years, a number of key jurisdictions have adopted regulations requiring companies engaged in natural resource extraction activities to disclose the payments they make to governments and state-owned...more

5/28/2015 - Australia Business Taxes Canada Compliance Dodd-Frank EITI EU Mineral Exploration Mining Mining Reports Natural Resources Oil & Gas Royalties SEC

Agreement Between Mongolia and Rio Tinto Opens Door to Future Mining Projects, Economic Growth

On May 18, 2015, the Government of Mongolia, Rio Tinto and the Rio Tinto subsidiary, Turquoise Hill Resources, reached agreement on development of the underground phase of the Oyu Tolgoi mining project. The agreement, termed...more

5/27/2015 - Economic Development Mining Mining Contracts Mongolia

Changes in US Sanctions on Cuba Present Opportunities and Challenges

The Obama Administration’s recent loosening of trade restrictions on Cuba has the potential to open new opportunities for US businesses. However, there are several obstacles to be overcome before US companies may access...more

5/13/2015 - CACR Cuba EAR Economic Development Entrepreneurs Export Administration Regulations Export Controls Exports Imports Regulatory Standards Sanctions Trade Relations

Governance & Securities Law Focus: Asia Edition - April 2015

In this issue: - SEC Developments - Noteworthy US Securities Law Litigation - Recent SEC/DOJ Enforcement Matters - Executive Compensation & Employee Benefits Developments - Adoption of...more

4/27/2015 - Asia Capital Markets Corporate Governance DOJ Enforcement Actions European Commission Executive Compensation SEC Securities Litigation Small Business

NGO Study Outlines Best Practices for SEC Conflict Minerals Rule Compliance

On April 22, 2015, two human rights non-governmental organizations, Amnesty International and Global Witness, published a report, Digging for Transparency (the “Report”), analyzing compliance by US reporting companies with...more

4/25/2015 - Amnesty International Conflict Mineral Rules Dodd-Frank Form SD NGOs OECD Popular SEC Whistleblower Protection Policies

Sanctions Round-Up: First Quarter 2015

In this edition: - US and EU continue targeting Russia for its activity in Ukraine - Cuba-related regulatory reforms announced - P5+1 and Iran reach framework agreement - US enforcement actions:...more

4/23/2015 - CACR Commerzbank Cuba Drug Trafficking Enforcement Actions Iran OFAC P5+1 Nations Russia Sanctions Terrorist Threats Ukraine

Governance & Securities Law Focus: Europe Edition, April 2015

In this issue: - Adoption of Action Plan on Company Law and Corporate Governance - European Commission Green Paper: Building a Capital Markets Union - European Commission Publishes Consultation Paper on...more

4/21/2015 - Capital Markets Corporate Governance Diversity DOJ Enforcement Actions EU European Commission Germany Prospectus SEC Small Business Stock Corporations

Capital Markets Union: the EU’s Next Focus for Reforms

On 18 February 2015, the European Commission published a green paper on building a Capital Markets Union, alongside two complementary consultation papers on a revised EU framework for securitisation and a review of the...more

4/1/2015 - Capital Markets Capital Markets Union EU European Commission

Governance & Securities Law Focus: Europe Edition - January 2015

In this issue: - Directive Regarding Disclosure of Non-Financial and Diversity Information Published in Official Journal - ESMA Publishes Transparency Directive Consultation on European Electronic Access Point...more

2/2/2015 - Audits BIS Board of Directors CONSOB Corporate Governance ESMA Ethics EU Financial Institutions FRC Internal Controls Issuers Market Participants MiFID Securities Technical Standards Voting Rights

Governance & Securities Law Focus: Asia Edition, January 2015

In this issue: - Japan Releases Exposure Draft of New Corporate Governance Code - Launch of Shanghai-Hong Kong Stock Connect - SEC and NYSE Developments - Noteworthy US Securities Law Litigation...more

1/29/2015 - BIS Compensation & Benefits Corporate Governance DOJ Enforcement Actions ESMA EU EU Directive Executive Compensation Financial Markets Hong Kong Stock Exchange Japan NYSE SEC Securities Securities Litigation Shanghai Stock Exchange UK

Sanctions Round-Up: Fourth Quarter 2014

In this issue: - US and EU continue sanctions against Russia for its activity in Ukraine; - US and EU sanctions against the Crimea region; - US makes major change in Cuban relations; - The EU...more

1/14/2015 - Crimea Cuba Drug Trafficking Enforcement Actions EU Foreign Relations OFAC Russia Sanctions Syria Trade Relations Ukraine

Sanctions Round-Up: Third Quarter 2014

In this issue: - The Revised OFAC 50 Percent Rule - U.S. and E.U. Sectoral Sanctions Targeting Russia - Additional U.S. Sanctions Targeting Iran - Sanctions Targeting Ongoing Conflicts in Syria,...more

10/21/2014 - Banking Sector Defense Sector Energy Sector Enforcement Actions EU Iran Sanctions Joint Plan of Action OFAC Russia SSI List Sudan Syria Ukraine

Governance & Securities Law Focus: Asia Edition, October 2014

In this issue: - Asia DEVELOPMENT - HKEx Releases Concept Paper on Weighted Voting Rights - US DEVELOPMENTS - SEC Developments - Noteworthy US Securities Law Litigation - Recent...more

10/16/2014 - Asia Compliance DOJ Enforcement Enforcement Actions ESMA EU European Merger Control Regulation Financial Regulatory Reform HKEx SEC Securities Litigation Voting Rights

Governance & Securities Law Focus: Europe Edition - October 2014

In this issue: - EU DEVELOPMENTS - European Commission Launches Public Consultation on Proposals to - Improve EU Merger Control - ESMA Publishes Final Guidelines on Enforcement of Financial...more

10/10/2014 - Cross-Border Transactions ESMA EU European Commission Mergers

Broken Windows: SEC Enforcement Reminds Officers, Directors and 5% Shareholders to Comply with Reporting Requirements

On September 10, 2014, the United States Securities and Exchange Commission (the “SEC”) announced enforcement proceedings against officers, directors and major shareholders and publicly-traded companies for violations related...more

9/29/2014 - Broken Windows Corporate Officers Directors Enforcement Actions Publicly-Traded Companies Reporting Requirements SEC Shareholders Strategic Enforcement Plan

SEC Compliance Manual for NASDAQ-Listed Non-US Companies

As a result of registration of ordinary shares including in the form of American Depositary Shares (“ADSs”) under the US securities laws and the listing of ordinary shares or ADSs on the NASDAQ Stock Market (“NASDAQ”), non-US...more

9/23/2014 - Foreign Corporations Nasdaq Registration Reporting Requirements SEC Securities Act of 1933 Securities Exchange Act Stocks

SEC Compliance Manual for NYSE-Listed Non-US Companies

As a result of registration of ordinary shares including in the form of American Depositary Shares (“ADSs”) under the US securities laws and the listing of ordinary shares or ADSs on the New York Stock Exchange (the “NYSE”),...more

9/23/2014 - Compliance Corporate Governance Foreign Corporations NYSE SEC Shareholders

Governance & Securities Law Focus: Asia Edition

In this issue: - ASIAN DEVELOPMENTS - HKEx Publishes Revised Connected Transaction Rules - US DEVELOPMENTS - SEC Developments - PCAOB Adopts Auditing Standard and Amendments -...more

7/16/2014 - Asia Audits Corporate Social Responsibility DOJ Employee Benefits Enforcement Enforcement Actions ESMA EU European Commission HKEx MiFID OTC PCAOB SEC UK

Governance & Securities Law Focus: Europe Edition

In this issue: - EU DEVELOPMENTS - Statutory Audit Directive and Regulation Published in Official Journal - Council Adopts Intra-Corporate Transferees Directive - ESMA Publishes Consultation and...more

7/14/2014 - Audits Corporate Governance Corporate Social Responsibility Derivatives EMIR ESMA EU MiFID OTC Prospectus Shareholder Rights Shareholders

Sanctions Round-Up: Second Quarter 2014

In this issue: - US Authorities End Quarter Full of Enforcement Actions with $8.9 Billion BNP Settlement - US and EU Make Numerous Ukraine-Related Designations as Separatist Aggression Continues - US...more

7/10/2014 - Enforcement Enforcement Actions EU Human Rights Russia Sanctions Ukraine

SEC Staff Issues Statement on Effect of Court Decision on Conflict Minerals Rule

On April 29, 2014, the SEC Division of Corporation Finance (the “Division”) issued a statement on the effect of a recent decision by the US Court of Appeals for the District of Columbia Circuit (the “Court”) on the SEC’s...more

4/30/2014 - Conflict Mineral Rules Minerals SEC Securities Exchange Act

43 Results
|
View per page
Page: of 2

"My best business intelligence, in one easy email…"

Your first step to building a free, personalized, morning email brief covering pertinent authors and topics on JD Supra:

Sign up to create your digest using LinkedIn*

*With LinkedIn, you don't need to create a separate login to manage your free JD Supra account, and we can make suggestions based on your needs and interests. We will not post anything on LinkedIn in your name. Or, sign up using your email address.
×