Richard Reibman

Richard Reibman

Thompson Coburn LLP

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Commodities traders, know thyself: Are you a pool or prop shop?

Do you trade commodity futures, options or swaps with a partner or a group of partners? If so, you need to know if your business model is properly described as a commodity pool or as a proprietary trading firm. The answer is...more

3/30/2016 - CFTC Commodities Commodity Pool NFA Registration Requirement Swaps

Tips for commodity brokers and traders facing auto-renewal provisions in vendor agreements

Businesses of all kinds, and all sizes, enter into vendor agreements in the ordinary course of business. And like many third-party vendors, the types of vendors that cater specifically to the technology needs of commodity...more

1/22/2016 - Automatic Renewals Broker-Dealer Commodity Broker License Agreements Notice Requirements Third-Party Service Provider Vendors

CFTC rule change brings record-keeping relief for commodity dealers and end-users

Aiming to reduce needless regulatory costs on America’s farmers, grain elevators and other commercial end-users of the commodity markets, the U.S. Commodity Futures Trading Commission (CFTC) recently amended a record-keeping...more

1/8/2016 - Amended Regulation Broker-Dealer CFTC Commodities End-Users Energy Sector Farms Recordkeeping Requirements

End Users of Swaps: Deadline Extended for Swap Documentation to Comply with New Federal Requirements

Federal authorities have extended the deadline imposed on swap dealers and major swap participants to amend swap documentation to comply with certain new legal requirements imposed by the Dodd-Frank Act. The deadline for...more

2/8/2013 - CFTC Compliance Dodd-Frank End-Users ISDA Swaps

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