Rick Jones

Rick Jones

Dechert LLP

Contact  |  View Bio  |  RSS

Latest Posts › Compliance

Share:

Credit Risk Retention Final Rule: Steering CMBS through the Regulatory Wake

Introduction and Summary of CMBS Updates - After more than three and a half years since the publication by regulators of the first proposals for credit risk retention, we now have a final rule that has brought with it...more

10/28/2014 - CMBS Compliance Dodd-Frank Loans Mortgage-Backed Securities Mortgages Risk Retention

Man the Barricades (Or the Bleachers) – Reg AB Is Here

As I write this, we are awaiting SEC’s vote scheduled for tomorrow, August 27, on final Regulation AB2 Rule and the NRSRO Rules. I say “man the barricades or the bleachers” because I’m not sure whether there is much to do...more

8/27/2014 - Compliance Enforcement NRSRO Regulation AB SEC

REG AB: Channeling the Cheshire Cat

Regulation AB is big. Reg AB governs, among other things, the condition for shelf registration. The SEC is fixing to do something significant to Reg AB; we’re just not sure what....more

2/20/2014 - Compliance CREFC Dodd-Frank Regulation AB SEC

Santa-baby: Volcker in the Sack

It’s the Christmas season and this week we got the Volcker Rule. How seasonably appropriate! Now, I get the whole Christmas trade. You’re good, you get toys; bad, coal in the stocking. But this is bad in a regifted,...more

12/16/2013 - Compliance Dodd-Frank Volcker Rule

U.S. Basel III Final Rule and its Impact on the Securitization Framework

The three U.S. federal banking agencies (the “Agencies”) have adopted a final rule (the “Rule”) that implements the Basel III regulatory capital framework and comprehensively revises the regulatory capital requirements for...more

9/13/2013 - Banks Basel III Compliance Dodd-Frank New Regulations NPR Securitization

5 Results
|
View per page
Page: of 1