Rita Rubin

Rita Rubin

K&L Gates LLP

Contact  |  View Bio  |  RSS

Latest Publications

Share:

Removal of Credit Ratings References

On July 23, 2014, in connection with the adoption of final rules governing the structure and operation of money market funds, the Securities and Exchange Commission (SEC) re-proposed amendments to Rule 2a-7 to implement...more

8/8/2014 - Credit Ratings Dodd-Frank Financial Regulatory Reform Money Market Funds SEC

Summary of New Money Market Fund Rules Adopted by the SEC

On July 23, 2014, the Securities and Exchange Commission (the SEC) adopted final rules governing the structure and operation of money market funds, in a release adopting amendments to Rule 2a-7 under the Investment Company...more

8/7/2014 - Dodd-Frank Final Rules Floating NAV Investment Company Act of 1940 IRS LiquidAlts Money Market Funds Mutual Funds Redemption Gates SEC U.S. Treasury

SEC Adopts Floating NAV and Liquidity Fees/Redemption Gates Rules for Money Funds

On July 23, 2014, the Securities and Exchange Commission (the SEC) adopted final rules governing the structure and operation of money market funds. These rules are discussed in a release adopting amendments to Rule 2a-7 under...more

7/28/2014 - Compliance Investment Company Act of 1940 Liquidity Fees Money Market Funds NAV SEC

SEC Issues Guidance Regarding Enhanced Mutual Fund Disclosure

On June 26, 2014, the staff of the SEC’s Division of Investment Management issued guidance related to mutual fund disclosure enhancements adopted in 2009. The guidance is based on comments the staff has provided to a number...more

7/2/2014 - Disclosure Disclosure Requirements Investors Memorandum of Guidance Mutual Funds SEC

4 Results
|
View per page
Page: of 1