Robert Fallon

Robert Fallon

Stinson Leonard Street

Contact  |  View Bio  |  RSS

Latest Posts › Penalties

Share:

Protecting A Position By “Banging The Close” And “Spoofing” Will Be Penalized – The CFTC

On November 6, 2013, the Commodity Futures Trading Commission filed suit against Donald R. Wilson and his company, DRW Investments, for “banging the close” and “spoofing” the IDEX USD Three-Month Interest Rate Swap Futures...more

11/22/2013 - Asset Valuations Banging the Close CFTC Interest Rates Penalties Spoofing

FERC’s BP America Manipulation Show Cause And Proposed $28 Million Penalty Highlights The Interrelationship Between CFTC And FERC...

The Federal Energy Regulatory Commission’s (FERC) August 5, 2013, $28 million show cause order against BP America Inc. and other BP affiliates highlights the interrelationship between the Commodity Futures Trading Commission...more

8/20/2013 - BP CFTC Enforcement FERC Oil & Gas Penalties

CFTC Reiterates That “Wash Trades” Are “Grave Violations” In Penalizing Two Experienced Traders For Wash Trading

On Monday, April 29, the Commodity Futures Trading Commission reiterated that wash trades (transactions without intent to take genuine, bona fide positions in the market, such as simultaneous purchases and sales designed to...more

5/3/2013 - CFTC Penalties Wash Trades

3 Results
|
View per page
Page: of 1