Robert Fallon

Robert Fallon

Stinson Leonard Street

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Spoofing Back in the News — First Criminal Indictment for Spoofing; CFTC Settlement Lays Out Telltale Signs of Spoofing

Last week the government handed down its first criminal indictment for allegedly engaging in “spoofing” and the Commodity Futures Trading Commission settled with Eric Moncada for spoofing. Spoofing is a form of trading in...more

10/14/2014 - CFTC Commodity Futures Contracts Criminal Prosecution Futures Indictments Spoofing

Protecting A Position By “Banging The Close” And “Spoofing” Will Be Penalized – The CFTC

On November 6, 2013, the Commodity Futures Trading Commission filed suit against Donald R. Wilson and his company, DRW Investments, for “banging the close” and “spoofing” the IDEX USD Three-Month Interest Rate Swap Futures...more

11/22/2013 - Asset Valuations Banging the Close CFTC Interest Rates Penalties Spoofing

High Frequency Trader “Spoofs” And “Layers” His Way To Penalties From U.S And British Regulators

On July 22, 2013, regulators from the United States Commodity Futures Trading Commission (CFTC) and the British Financial Conduct Authority (FCA) fined high frequency trader Michael Coscia (and his firm Panther Energy...more

7/31/2013 - CFTC Dodd-Frank Financial Conduct Authority High Frequency Trading Spoofing

CFTC’s Final Rule On Disruptive Trading Clarifies Disruptive Trading Practices, Including That “Strobing” Is Prohibited “Spoofing”

The Commodity Futures Trading Commission’s (CFTC’s) final interpretative guidance and policy statement on disruptive trading clarifies various aspects of, but does not deviate significantly from, its proposed interpretive...more

5/26/2013 - CFTC Disruptive Trading Practices Spoofing Strobing

CFTC Announces Second Spoofing Action Against Commodity Traders

The Commodity Futures Trading Commission (CFTC) recently announced its second enforcement action against a commodity trader for engaging in the manipulative scheme called “spoofing.” U.S. Commodity Futures Trading Commission...more

1/4/2013 - CFTC Commodities Enforcement Actions Spoofing

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