Robert Fallon

Robert Fallon

Stinson Leonard Street

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CFTC Opens Broad Inquiry Into Swap Data Recordkeeping And Reporting

Following up on its January 21, 2014, formation of an interdivisional staff working group (Working Group) to review its swap data reporting and other provisions of Part 45 of its regulations, on March 19, 2014, the Commodity...more

3/26/2014 - CFTC Major Swap Participants Recordkeeping Requirements Reporting Requirements Swap Clearing Swap Data Repositories Swaps

New Year Brings Changes To End User Reporting Requirements For Trade Options And Swaps

The first half of 2014 will bring changes to the end user reporting requirements for trade options and swaps—namely, (1) the commencement of the annual Form TO reporting requirement for unreported trade options and (2) a...more

1/2/2014 - End-Users Reporting Requirements Swap Data Repositories Swaps Trade Options

CFTC’s Final Rule Exempting Certain RTO Transactions From CFTC Regulation Largely Affirms Earlier Order But Offers Helpful Changes...

On March 28, 2013, the Commodity Futures Trading Commission issued a final rule that largely affirmed its earlier proposal to exempt certain FERC and Texas PUC regulated transactions from CFTC jurisdiction and provided...more

4/8/2013 - CFTC Exemptions Final Rules ISOs RTO Swaps

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