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SEC Launches Cooperation Initiative to Encourage Municipal Issuers and Underwriters to Self-Report Continuing Disclosure...

On March 10, 2014, the Securities and Exchange Commission ("SEC") announced that issuers and underwriters of municipal securities may voluntarily report materially inaccurate statements made in offering documents regarding...more

4/10/2014 - Bonds Disclosure Municipal Bonds Municipalities SEC Self-Reporting Underwriting

The SEC Says Cities (And City Officials!) Must Obey Securities Laws, Too

Yesterday the SEC filed an Order Instituting Cease and Desist Proceedings against the City of Harrisburg, Pennsylvania for violations of Rule 10b-5. The City consented to entry of a Cease and Desist Order....more

5/8/2013 - Disclosure Requirements Municipalities Public Disclosure Public Employees Rule 10b-5 SEC

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