Robert Helm

Robert Helm

Dechert LLP

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Financial Services Quarterly Report - First Quarter 2013: Dealing With Investment Errors: A U.S. Perspective

No professional investment adviser would intentionally make a trade or investment error. However, such errors occur from time to time. Formulating an appropriate response to investment errors can be challenging for investment...more

3/25/2013 - Damages Duty of Care Fiduciary Duty Hedge Clauses Investment Adviser Investment Errors Reimbursements

IOSCO and FSB Recommend Additional Money Market Fund Reform, Putting International Pressure on the SEC to Take Action

Introduction - The International Organization of Securities Commissions (IOSCO), an international organization of securities regulators, recently published its “Policy Recommendations for Money Market Funds” (Final...more

1/4/2013 - FSB International Finance IOSCO Money Market Funds SEC

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