Robert Helm

Robert Helm

Dechert LLP

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Latest Publications


Financial Services Quarterly Report - First Quarter 2013: Dealing With Investment Errors: A U.S. Perspective

No professional investment adviser would intentionally make a trade or investment error. However, such errors occur from time to time. Formulating an appropriate response to investment errors can be challenging for investment...more

3/25/2013 - Damages Duty of Care Fiduciary Duty Investment Adviser Reimbursements

IOSCO and FSB Recommend Additional Money Market Fund Reform, Putting International Pressure on the SEC to Take Action

Introduction - The International Organization of Securities Commissions (IOSCO), an international organization of securities regulators, recently published its “Policy Recommendations for Money Market Funds” (Final...more

1/4/2013 - FSB International Finance IOSCO Money Market Funds SEC

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